CMMC Policy Template: Sample Access Control Policy

A completed, fictional CMMC Access Control Policy plus the assessment chain, adaptation steps, owners, evidence, and review records that make it usable.
Download this policy as a completed specimen

The whole Access Control family, all 22 requirements of NIST SP 800-171 Rev 2 section 3.1, worked end to end for a fictional Mac-managed contractor. Every field is filled, so you can see what a finished answer looks like rather than a bracket waiting for one. 17 pages, watermarked SPECIMEN.

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This is a real document from the suite, filled inEvery CMMC Operator policy ships as a template you complete. This page shows one of them already completed, for a fictional contractor called Northgate Composites, so you can see the shape of the finished artifact rather than an empty form. Five of the 22 Access Control requirements are shown. The document code is CMO-POL-AC-001.
OrganizationNorthgate Composites, Inc.
Version1.0
System / enclaveNorthgate CUI Enclave
Effective2026-07-01
OwnerD. Marsh, IT and Security Lead
ReviewAnnual plus on change
Approved byR. Okonjo, President
Baseline800-171 R2
Coverage at a glance22 requirements, 70 assessment objectives, 3 statuses other than Implemented, each carrying a POA&M or risk identifier.

Purpose and scope

This policy records the access control decisions Northgate Composites, Inc. has made for the systems, people and locations that handle Controlled Unclassified Information. It states management intent; the steps that carry it out live in the procedures named against each requirement.

This policy applies to the Northgate CUI Enclave, the 31 people listed in the scoped personnel register, and the Cedar Street facility. Assets outside that boundary are governed by the general information security policy.

Access control decisions

AC.L2-3.1.1 Authorized Access ControlIMPLEMENTED

Requirement, NIST SP 800-171 R2

Limit information system access to authorized users, processes acting on behalf of authorized users, or devices including other information systems.

Our decision

Only individuals with a current business need and an approved access request hold accounts in the Northgate CUI Enclave. Automated processes hold their own named accounts and are never run under a person's credentials. Devices reach the enclave only after they are recorded in the asset inventory and enrolled under managed configuration.

Implementation ownerIT and Security Lead
Governing procedureCMO-PRO-ONB-001 §3 · account provisioning
Review cadenceQuarterly · next 2026-10-01
AC.L2-3.1.5 Least PrivilegeIMPLEMENTED

Requirement, NIST SP 800-171 R2

Employ the principle of least privilege, including for specific security functions and privileged accounts.

Our decision

Daily work on all Macs is performed with non-privileged accounts. Administrator rights are granted per task, expire after eight hours, and require approval from the system owner recorded in the access request. Two named individuals hold standing administrative rights; both hold signed privileged access agreements reviewed quarterly.

Implementation ownerIT and Security Lead
Governing procedureCMO-PRO-ONB-001 §4 · privileged grant workflow
Review cadenceQuarterly · next 2026-10-01
AC.L2-3.1.12 Control Remote AccessPLANNED · POAM-2026-014

Requirement, NIST SP 800-171 R2

Monitor and control remote access sessions.

Our decision

Remote access is permitted only through the managed tunnel. Session monitoring is not yet continuous: sessions are logged but reviewed monthly rather than on a rolling basis. Continuous review is committed under POAM-2026-014, due 2026-11-30.

Implementation ownerIT and Security Lead
Governing procedureCMO-PRO-CFG-001 §7 · remote access baseline
Review cadenceMonthly until POA&M closes
AC.L2-3.1.16 Wireless Access AuthorizationNOT APPLICABLE · JUSTIFIED

Requirement, NIST SP 800-171 R2

Authorize wireless access prior to allowing such connections.

Our decision

No wireless network reaches the Northgate CUI Enclave. Enclave devices connect over wired ethernet at the Cedar Street facility and over the managed tunnel elsewhere. Wireless interfaces on enclave devices are disabled by managed configuration, and the justification is recorded in the SSP.

Implementation ownerIT and Security Lead
Governing procedureCMO-PRO-CFG-001 §8 · wireless baseline
Review cadenceAnnual
AC.L2-3.1.21 Portable Storage UseALTERNATIVE · RISK-2026-003

Requirement, NIST SP 800-171 R2

Limit use of portable storage devices on external systems.

Our decision

Portable storage is not authorized for CUI under any circumstance, which is narrower than the requirement contemplates. The alternative is enforced technically by blocking removable media at the device rather than administratively by policy alone. Recorded under RISK-2026-003 and accepted by the President.

Implementation ownerIT and Security Lead
Governing procedureCMO-PRO-CUI-001 §7 · portable media handling
Review cadenceAnnual

Blocks for the remaining seventeen Access Control requirements follow the same pattern and are omitted from this specimen.

Exceptions and enforcement

A decision in this policy that cannot be met is recorded as an exception before the gap exists. Exceptions are logged in CMO-WBK-EXC-001 with the identifier format EXC-YYYY-NNN, carry a compensating control, an expiry date, and the signature of the President. An exception without an expiry date is not an exception; it is an undisclosed gap. Failure to follow this policy is handled under the employee handbook disciplinary process.

Related artifacts

IDTitleWhy it is related
CMO-SSP-001System Security PlanCarries the objective-level coverage and evidence pointers this policy summarises.
CMO-PRO-ONB-001Personnel Onboarding ProcedureExecutes the provisioning and least-privilege decisions.
CMO-FRM-AR-001Access Request FormThe record that proves authorization.
CMO-WBK-POAM-001POA&M Operational PlanHolds POAM-2026-014.
CMO-WBK-EXC-001Policy Exception TrackerHolds RISK-2026-003.
Planning use onlyCMMC Operator templates are provided for reference and adaptation. They are not a substitute for legal counsel, professional cybersecurity services, or a CMMC certification assessment by an accredited C3PAO. Northgate Composites is fictional and every name, date and identifier on this page is illustrative.

What this CMMC policy template does and does not do

A CMMC policy template is a starting structure, not assessment evidence. This sample shows how a small defense contractor can express management decisions about authorized access, least privilege, remote access, external connections, mobile devices, and controlled information flow.

Do not copy it wholesale. Replace every placeholder and example with the people, systems, boundaries, review cycles, and enforcement mechanisms you actually operate. The useful test is simple: can the SSP point to the policy, can staff explain the procedure, can the technical settings enforce it, and can you produce a dated record? If not, the policy is still prose.

The structure can support your program, but it does not satisfy all 22 Access Control requirements on its own. Each applicable requirement still needs an implementation that meets its assessment objectives and produces evidence.

Build an assessment chain, not a policy binder

LayerWhat belongs thereAccess-control example
PolicyThe approved management decision: what is required, prohibited, or authorized.Only approved users, devices, and processes may access the CUI environment.
ProcedureThe repeatable steps, roles, approvals, exceptions, and review cadence.A manager requests access, the system owner approves it, IT provisions it, and Security reviews it quarterly.
Technical enforcementThe configuration that makes the decision real.Identity groups, conditional access, MDM enrollment, standard-user accounts, and time-bound privilege.
EvidenceThe dated record showing the process and control operated.Approved tickets, group exports, MDM inventory, privilege logs, quarterly review records, and termination samples.
SSPThe implementation narrative connecting scope, mechanism, owner, and evidence.The SSP names the identity provider, device boundary, provisioning workflow, evidence repository, and review frequency.

Trace the chain in both directions. Each policy statement should lead to an operating procedure, enforcement point, and record. Each technical setting or evidence artifact should lead back to an approved requirement and an SSP statement.

How to adapt the sample

  1. Replace every fictional organization, owner, approver, system, date, and artifact ID.
  2. Remove examples that do not match your architecture; do not preserve controls you cannot demonstrate.
  3. Align the boundary and asset terminology with the SSP, asset inventory, data-flow diagram, and service-provider responsibilities.
  4. Link each policy decision to an owned procedure, technical enforcement point, evidence source, and review cadence.
  5. Confirm the actual MDM, identity, remote-access, endpoint, and logging settings before describing them.
  6. Approve and version the policy, then retain the dated review and change records.
  7. Test the full chain with an ordinary user, a privileged user, and a terminated user before relying on it in an assessment.

Use the CMMC Level 2 controls list to confirm coverage, the CMMC SSP guide to connect the narrative, and the complete CMMC policy and procedure templates when you need the full cross-referenced system.

Source basis: 32 CFR Part 170 and the DoD CMMC Level 2 Assessment Guide. Confirm the clauses and requirements in your own contract. Last verified: August 2026.

See every artifact that ships with this sample

The public Suite R2026.3 manifest lists all 44 Core documents, 54 Complete documents, seven workbooks, and the training deck by artifact ID and title.

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